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Listings |
- AKJ, Inc. - broker/dealer, hedge fund, and fund management services.
- America Invest - Rio de Janeiro, Brazil - offering brokerage services for the Brazilian stock market. In English and Portuguese.
- American Municipal Securities, Inc. - St. Petersburg, FL - offers municipal and corporate bonds, government securities, mutual funds, annuities, as well as individual stocks.
- Auda Group - specializing in a broad range of alternative asset investments.
- Banc of America Investment Services - provides discount brokerage services, annuity and mutual fund information, personal investment consulting, and money manager accounts.
- Bancstock Financial Services - Columbus, OH
- Barnard Jacobs Mellet Private Client Services - offers online trading, real-time quotes and news, research and portfolio tracking at low discount commissions.
- Bay Capital - Tampa, FL - capital appreciation with an overriding concern for capital preservation.
- BMO Nesbitt Burns - offers corporate banking capabilities with investment banking and capital markets.
- Branch Cabell - independent, full service investment firm.
- Butler, Wick & Co., Inc. - Youngstown, OH - full service brokerage firm.
- Canaccord Capital Corp. - Vancouver, BC, Canada - operations include retail brokerage, institutional sales and trading, research, and financial advisory services.
- Casimir Capital L.P. - offers stock and bond investment, managed accounts, and capital investments.
- Caspian Securities - specializing in the emerging markets.
- Centennial Securities Company - Grand Rapids, MI - provides clients with personal one-on-one guidance and investment information necessary to make sound financial decisions.
- Citigroup Asset Management - provides a broad spectrum of asset management services to a world wide audience, including individual and institutional investors.
- Commonwealth Associates - full-service investment banking firm specializing in raising expansion capital for growth companies.
- Cutter & Company - Chesterfield, MO - offering professional advice for all your investment and insurance needs. based in Chesterfield, Missouri.
- Dallas Commodity Company, Inc. - full service commodity futures brokerage firm.
- DBK-Pinnacle, Inc - Provides high net worth individuals and institutions with portfolio management, research and digital executions.
- Delta Investments - offers online trading, investment, and financial services.
- EBI Securities Corporation - full service investment firm specializing in small-cap stocks with brokerage, corporate finance, and investment advisory services.
- eChapman - provides brokerage services for stocks, options, and mutual funds.
- Edward Jones Investments
- Federally Insured Savings Network - FISN specializes in insured certificates of deposit (CDs), which are protected by the full faith of the United States Government.
- Ferris, Baker, Watts - member of the New York Stock Exchange and dedicated to providing a full line of personalized brokerage services.
- Financial West Group - provides a variety of financial products and services to offices and registered representatives as well as secondary clearing services.
- First Heartland Capital, Inc. - broker/dealer for stocks, bonds, variable life, annuities, and mutual funds.
- Franklin Ross, Inc. - provides software-based Level II online stock trading for daytraders.
- GBS Financial Corp. - services include investment banking, corporate finance, money management, insurance, underwriting, and market making in small bank stocks.
- George K. Baum & Company - investment banking firm focusing on municipal bond business and equity capital markets.
- Gibraltar Securities Co. - Full service brokerage firm specializing in tax-advantaged and fixed income securities.
- Global Market Strategists, Inc. - financial markets research and advisory firm.
- Great Pacific Trading Company - full service brokerage. Free seasonal and technical research, free quotes via infoline. Futures questions and answer forum open to all.
- Harbour Investments, Inc. - full service brokerage firm and registered investment advisory.
- Harris AdvantEdge Investing - full-service, fee-based brokerage firm located in Illinois, Arizona, and Florida.
- Heritage West Futures Brokers - a full service futures and options brokerage firm offering comprehensive trading plans, research, education, quotes, charts, and more.
- Herzog Heine Geduld - full-service brokerage, market maker, and clearing service. online portfolio accounting with the PAWWS system.
- Hoenig - institutional global trading firm specializing in soft dollar and directed brokerage trading arrangements.
- ING Barings Global Securities Finance - provides a range of market tools including securities borrowing and lending, swaps, CFDs, and prime brokerage.
- James Baker and Associates - offers asset/liability and investment portfolio management services tailored to the needs of community banks.
- Janney Montgomery Scott - investment brokerage in Philadelphia, Pennsylvania.
- Jefferson Pilot Securities Corporation - offering securities and insurance-related products through a nationwide network of independent financial professionals.
- JJB Hilliard, WL Lyons, Inc. - providing investment advice and management for individuals and institutions.
- Keefe, Bruyette & Woods - securities broker/dealer and full service investment bank specializing in the financial services sector.
- Kirlin Securities - financial services company providing an array of products for retail and institutional clients.
- La Jolla Cove Investors - advisors specializing in sales of rule , form , securities, and other restricted stock loans.
- Laidlaw Global Securities - offers investment strategies, financial services, and professional brokerage services to both institutional and individual investors.
- LBS Capital Management - provides services to individuals, corporate accounts, trusts, and institutions.
- Liberty Brokerage Investment Corp. - interdealer broker.
- Lincoln Investment Planning, Inc.
- Los Gatos Securities Investment Advisory - personalized investment portfolio managed within your comfort zone that maximizes total return while minimizing risk.
- LPL Financial Services - offering financial planning for business and individuals.
- McConnell, Budd & Downes, Inc. - specialists in bank and thrift securities, mergers and acquisitions, and small cap bank stocks.
- Mesirow Financial - services include investment management, insurance, and real estate. Based in Chicago.
- Morgan Stanley - global financial services firm that serves a diversified group of corporations, governments, financial institutions, and individuals.
- Morgan Wilshire Securities, Inc. - full service brokerage firm.
- Mutual Securities, Inc. - providing brokerage services to independent registered representatives.
- Mutual Service Corporation - independent financial advisors nationwide committed to personalized service.
- Nathan & Lewis Securities, Inc. - helping registered representatives offer independent financial services.
- National Capital Companies, The - offers market making and trading, lending, brokerage, and investment banking services.
- National Planning Corporation - brokerage and advisory services including insurance products, online transactions, investment training, and seminars.
- National Securities - individual client services, investment banking, institutional sales, and research.
- Newport Securities Corporation - brokerage firm and registered investment advisor, offering clients investments in stocks, bonds, and mutual funds.
- Nikko Securities Indonesia (NSI) - provides investment banking, securities brokerage, and asset management services.
- Olin Securities - Bloomfield Hills, MI - offers complete investment services including stocks and bonds, investment planning sevices, IRA accounts, k's and profit sharing plans.
- Pacific International Securities - Vancouver, Canada - full service investment brokerage firm providing a full range of investment products and services for the retail, institutional and corporate investor.
- Paris, James L. - radio commentator, author, and financial planner to individuals and small businesses. Features information and links.
- Parker/Hunter Incorporated - independently owned stock brokerage and investment banking firm, with offices located in Pennsylvania, Ohio and West Virginia.
- ParkSouth Securities, LLC - an NASD/SIPC member brokerage firm, offers a wide-range of investment vehicles through either fee-based money management or discounted commission services.
- Paulson Capital Corp. - holding company whose subsidiary, Paulson Invest. Co., is a full service brokerage engaged in the purchase and sale of securities to and from the public for its own account and in investment banking activities.
- Perkins, Smart & Boyd Inc. - broker-dealer for stocks, bonds, and mutual funds.
- Peters & Company Limited - an integrated investment dealer headquartered in Alberta, specializes in investments in the Canadian energy industry, and offers corporate finance and investment services.
- Phoenix Portfolio Management Services, Inc. - independent broker-dealer investment advisory firm.
- Prudential Financial - offers individual and group life insurance, employee benefits services, annuities, and a range of investment products and services.
- PTI Securities - providing premium brokerage and money management services.
- Ramirez & Co. - serving institutional and individual investors.
- RBC Dain Rauscher - full-service securities firm serving individual investors, small business owners, capital markets, and correspondent clients.
- RestrictedStock.com - specializes in restricted stock and rule transactions.
- Rhodes Securities, Inc. - offering stock and bond trading, as well as margin borrowing, trust services, asset allocation programs, and more.
- Robert W. Baird & Company, Inc - investment bankers serving individuals, corporations, municipalities and institutional investors.
- Russian-American Exchange Company (RUXUS) - offers investment opportunities in commerce and real estate in Russia.
- Sanford C. Bernstein & Co., Inc. - manages portfolios for private and institutional investors and provides investment research.
- Saperston Asset Management Inc. - offering a wide variety of investments, including mutual funds, stocks, franchises, etc.
- Scandinavian Asset Management - combined brokerage, portfolio management, and investment bankers, licensed under the auspices of the Finance Regulatory in Denmark.
- Scott & Stringfellow - full-service, regional investment brokerage and investment banking firm for individual and institutional clients.
- Securities Service Network - offering services including clearing and execution, retirement planning, customer protection, and consolidated account statements.
- Sloan Securities Corp. - online brokerage firm with private placements, public offerings, quality investments, mutual funds and fixed income securities.
- Spear, Leeds & Kellogg - NYSE and AMEX floor Specialists, AMEX and PHLX options specialists, also providing clearing and execution services.
- Spelman and Company - national referral network of personal portfolio managers. Site includes the easy order mutual fund library.
- Sterne, Agee & Leach, Inc. - offers research, equity trading, investment banking, and more. Focused in the southeast.
- Stockwalk Group - provides retail stock brokerage services through its Miller Johnson Steichen Kinnard subsidiary.
- Stone & Youngberg LLC - full service brokerage firm offering investors a variety of products and services.
- Summit Brokerage Services, Inc. - asset allocation, investment, and capital markets, servicing individual, corporate, and institutional clients.
- Sutro & Co. - branch office locations throughout California, Arizona and Nevada.
- SW Bach & Company - full service investment brokerage firm providing investment products and services for the retail, institutional, and corporate investors.
- Tanaka Capital Management - provides investment management services to both taxable and tax-exempt individuals and institutions.
- Terrion Group, The - focuses on value based investing dedicated to determining a company's intrinsic value.
- Thomson Institutional Services - soft dollar brokerage introducing broker/dealer offering its own services as well as services from other vendors in exchange for trading commissions.
- Tiger Investment Group, Inc. - uses the SOES system to daytrade the Nasdaq Stock Market.
- Trust Company of America/GEMISYS - trust, transfer agent, partnership trading, brokerage services for the investor, investment advisor and direct investment company or stock/bond issuer. Includes NTF mutual fund supermarket.
- Tucker Anthony Sutro - holding company serving as a full-service retail brokerage, investment banking, and asset management company.
- Turin Group - Financial Services - supplies information on bank debentures, medium term notes, promissory notes, commercial paper, and other financial instruments.
- U.S. Securitieis & Futures Corp. - New York, NY - stock and commodities brokerage.
- UBGlobe - provides global advisory, execution, and custodian services. Accessible on the Internet with PC, WAP, and mobile devices.
- Usaforce.com - full-service online investment brokerage.
- Van Ahn & Co. - offers a broad range of investment and brokerage services; specializes in assisting farmers to market their products.
- Vanguard Capital - broker dealer with representatives across the US.
- Wachovia Corporation - financial services company offering online banking, bill pay, brokerage, loans, financial planning, and more.
- Wachovia Securities - nationwide network of retail offices, in-bank financial centers, e-commerce, discount brokerage, and fully-disclosed clearing services.
- Wheat First Butcher Singer - provides financial advice, securities brokerage, investment banking, and asset-management services.
- William R. Hough & Co. - investment bank specializing in municipal bond underwriting. Services include trust, estate and retirement planning, wealth management, corporate finance, and stock and bond trading.
- Williams Financial Group - independent broker/dealer registered with the National Association of Securities Dealers (NASD) and also licensed as an registered investment advisor with the Securities and Exchange Commission.
- Windsor Financial Advisors - Princeton Junction, NJ - Investment advisory firm that specializes in active, aggressive mutual fund investing.
- WM Financial Services - Washington Mutual's full service brokerage firm.
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